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A 72-year-old Mumbai resident was allegedly duped of Rs 35 crore by a stock broking firm. (File)

Stock broking firm defrauds 72-year-old client of Rs 35 crore; Mumbai police register FIR

November 28, 2025 1:20 pm

When the stock broking company told Mumbai resident Bharat Shah that he had lost Rs 35 crore, he went through his account statements and found some entries that he did not identify, prompting him to approach the police.

Sebi to soon put in place mechanism to detect, curb frauds by stock brokers

March 29, 2023 8:43 pm

The regulator's board has in principle approved a proposal to regulate index providers to foster transparency and accountability in the governance and administration of financial benchmarks in the securities market.

NSE declares three brokers as defaulters; expels from membership

February 14, 2020 3:10 pm

The move effective from February 13 has been taken as these brokers -- Vrise Securities, Kaynet Finance and BMA Wealth Creators -- failed to comply with the NSE guidelines

Enter APs, exit sub-brokers

February 03, 2014 2:59 am

Sub-brokers are a threatened tribe as Authorised Persons (AP) flood Dalal Street.

Sebi checks brokers for laundering,terror links

September 16, 2013 1:00 am

Stepping up its fight against money laundering and terror funding through capital markets,Sebi inspected more than 200 stock brokers and sub-brokers during the last fiscal to check any possible non-compliance

National Spot Exchange Ltd investors' loss: Stock brokers,portfolio managers under scanner

August 06, 2013 1:17 pm

Investors may have been induced into spot market exchange with promise of high returns.

Sebi revokes ban against 17 entities

November 02, 2012 10:02 pm

Sebi in December 2011 had barred the 17 entities including four stock brokers

Sebi tightens norms for algo trading

March 31, 2012 2:51 am

The Securities and Exchange Board of India has put in place additional checks and balances for algorithmic trading to minimise the possibilities of any flash crash in the Indian capital market.