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SECURITIES AND EXCHANGE COMMISSION NEWS
Rajiv Jain’s GQG Partners settles US SEC charges with $ 5 mn penalty
September 28, 2024 1:34 am
The market value of GQG’s investment in Adani companies has multiplied in the last one year.
Short sellers and market erosion: What regulators can and cannot do to protect investors
February 13, 2023 10:39 am
In the cases of overseas reports, investors must have some assurance from the regulator, which can restore sanity in the markets. But investors also need to be proactive when investing.
Indians charged for running fraudulent investment scheme
November 13, 2014 1:59 pm
SEC alleges that the investments being offered bore the hallmark of a fraudulent high-yield investment programme.
After vote,lawsuits likely next hurdle for Volcker rule
December 09, 2013 12:53 am
The measure bans banks from making bets for their own profits.
JP Morgan Chase hiring practices in India under scanner after 'China deal'
November 02, 2013 4:01 pm
Banking giant has allegedly hired children of powerful officials to win lucrative deals in China.
Fund pioneer Bent tries to shift blame
October 12, 2012 11:15 am
Bruce Bent took a swipe at the U.S. government's response to the 2008 financial crisis when he testified at his own trial.
Oracle to pay $2 mn over India 'scam'
August 17, 2012 10:51 am
Oracle allowed Indian subsidiary to set aside money that went to phony local vendors.
Pfizer pays $60 mn to settle bribery charges
August 08, 2012 12:44 am
As early as 2001,Pfizer sales representatives tried to conceal the bribes by recording them as legitimate business expenses for travel,entertainment and marketing purposes,the agency said.
US co charged with 'chocolate' bribery
July 11, 2012 6:20 pm
Executives of a US-based company have been found to have paid lakhs of dollars of bribes in return for illegal profits.
S&P under SEC scanner on rating U-turn
June 25, 2012 6:43 pm
US market regulator SEC is examining Standard & Poor's last minute decision to pull its ratings on USD 1.5 billion deal backed by commercial-real- estate loans,a media report said.
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